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Securities Litigation
Schirrmeister Diaz-Arrastia Brem LLP assists clients with all aspects of corporate and securities litigation. We handle a wide range of cases from broker-dealer litigation and arbitration proceedings to shareholder disputes. We represent corporations, partnerships, stock brokers and individual officers. Our lawyers practice before the National Association of Securities Dealers and the NYSE as well as in state and federal court.
Among the cases our attorneys have handled are: -
Defending a national securities brokerage firm in an investor action alleging unsuitability, negligent supervision and research fraud.
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Obtaining an injunction restraining three former employees from using trade secrets and confidential information to solicit numerous public corporations to move millions of dollars in business to their new employer.
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Defending a national securities brokerage firm in an investor action alleging churning and research fraud.
- Successfully
defending a national securities brokerage firm against a raiding claim involving the firm’s hiring of a branch manager and several top producers of a competitor.
- Winning the dismissal of
21 consolidated class action lawsuits filed in federal court against former officers of a NYSE listed client alleging violations of Section 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10(b)(5).
- Representing the President of Exxon USA in shareholder derivative litigation filed as a result of the Exxon Valdez accident.
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